History and Literature: Reading List
Texts in bold should be read by all participants before the
relevant class.
This bibliography and other material relating to the paper are available
on the Web at:
http://users.ox.ac.uk/~spet0201/lectures/histlink/top.html
Introductory reading
Keith Thomas, History and Literature, Ernest Hughes Memorial Lecture
(Swansea, 1988)
Asa Briggs, History and Literature, The Bowra Memorial Lecture,
5 (Cheltenham, 1978)
Lionel Gossman, 'History and Literature: Reproduction or Signification',
in The Writing of History, ed. Robert H. Canary and Henry Kozicki
(Madison, Wisc., 1978), pp. 3-39, or Gossman, Between History and Literature
(Cambridge, Mass., 1990)
Dominick La Capra, 'Rethinking Intellectual History and Reading Texts',
in La Capra, Rethinking Intellectual History: Texts, Contexts, Language
(Ithaca, 1983)
Reference
Modern Literary Theory, ed. Ann Jefferson and David Robey (London,
1986)
Frank Lentricchia and Thomas McLaughlin, Critical Terms for Literary
Study (Chicago, 1990)
Companion to Historiography, ed. Michael Bentley (London, 1997)
Topics
A. The Writing of History
1a. Narrative in historiography
'Explain Hayden White's concept of "emplotment" with reference to one or
more historical texts.'
Historiographical examples
Steven Runciman, The Fall of Constantinople (Cambridge, 1965) (available
in paperback)
Thomas Babington Macaulay, The History of England, ch. X (on
the 'Glorious Revolution' of 1688)
The best place to start thinking about narrative (before getting on
to White) is W.B. Gallie, Philosophy and the Historical Understanding
(London, 1964), ch. 2-3
See also:
Robert Scholes and Robert Kellogg, The Nature of Narrative (New
York, 1966), esp. ch. 6, 'Plot in Narrative'
Shlomith Rimmon-Kenan, Narrative Fiction: Contemporary Poetics,
New Accents (London, 1983), ch. 2-3
Hayden White
Metahistory (Baltimore, 1973), esp. 'Introduction: The Poetics
of History', pp. 1-42
'The Historical Text as Literary Artifact', in The Writing
of History, ed. Robert H. Canary and Henry Kozicki (Madison, Wisc.,
1978), pp. 41-62
'The Value of Narrativity in the Representation of Reality',
Critical
Inquiry, 7 (1980); also in White, The Content of the Form (Baltimore,
1987), pp. 1-25
You will understand White much better if you have previously read: Northrop
Frye, Anatomy of Criticism (Princeton, 1957), pp. 162-239 ('Theory
of Mythos')
White's greater predecessor in the field of 'metahistory' is Nietzsche:
Friedrich Nietzsche, Vom Nutzen und Nachteil derHistorie für
das Leben (1874), the second of the Unzeitgemäße Betrachtungen.
(On the Utility and Liability of History for Life, in The Complete
Works of Friedrich Nietzsche, ed. Ernst Behler, vol. 2: Unfashionable
Observations, tr. Richard T. Gray (Stanford, 1995), pp. 83-167.) White
discusses Nietzsche in Metahistory, pp. 331-374.
Further reading
Leo Braudy, Narrative Form in History and Fiction: Hume, Fielding, and
Gibbon (Princeton, 1970)
J.H. Miller, 'Narrative and History', Journal of English Literary
History, 41 (1974), 455-473
Michel de Certeau, L'Ecriture de l'histoire (Paris, 1975);
The
Writing of History, tr. Tom Conley (New York, 1988)
Louis O. Mink, 'Narrative Form as a Cognitive Instrument', in
The
Writing of History: Literary Form and Historical Understanding, ed.
Robert H. Canary and Henry Kozicki (Madison, Wisc., 1978), pp. 129-149,
or Mink, Historical Understanding, ed. Brian Fay, Eugene O. Golob,
Richard T. Vann (Ithaca, 1987), pp. 182-203
Dominick La Capra, 'A Poetics of Historiography: Hayden White's Tropics
of Discourse', in La Capra, Rethinking Intellectual History: Texts,
Contexts, Language (Ithaca, 1983)
Mark Cousins, 'The Practice of Historical Investigation', in Post-Structuralism
and the Question of History, ed. Derek Attridge, Geoff Bennington,
Robert Young (Cambridge, 1989), pp. 126-136
Paul Michael Lützeler, 'The Discussion of Narration in the Postmodern
Context', in: Fact and Fiction: German History and Literature 1848-1924,
ed. Gisela Brude-Firnau and Karin J. MacHardy, Edition Orpheus 2 (Bern,
1990), pp. 57-67
Klaus Weimar, 'Der Text, den (Literar-)Historiker schreiben', in Geschichte
als Literatur: Formen und Grenzen der Repräsentation von Vergangenheit,
ed. Hartmut Eggert, Ulrich Profitlich, Klaus R. Scherpe (Stuttgart, 1990),
pp. 29-39
Peter Burke, 'History of Events and the Revival of Narrative', in New
Perspectives on Historical Writing (Cambridge, 1991), pp. 233-248
Jörn Rüsen, Studies in Metahistory, ed. Pieter Duvenage
(Pretoria, 1993)
Ronald H. Carpenter, History as Rhetoric: Style, Narrative, and
Persuasion, Studies in Rhetoric/Communication (Columbia, SC, 1995)
Keith Jenkins, On 'What is History?' from Carr and Elton to Rorty
and White (London, 1995)
Richard J. Evans, In Defence of History (London, 1997)
Peter Munz, 'The Historical Narrative', in Companion to Historiography,
ed. Michael Bentley (London, 1997), pp. 851-872
1b. Rhetoric in historiography
'What devices do historians use to convince readers of the force of their
interpretation?'
Text for study
Jules Michelet, Joan of Arc, ed. Albert Guérard (Ann Arbor,
Mich., 1957) (original: Michelet, Histoire de France, Livre X, chs
3-4, in Oeuvres complètes, ed. Paul Viallaneix (1978), VI,
60-122; or Michelet, Jeanne d'Arc, ed. G. Rudler (1925))
The Joan of Arc myth
Gerd Krumeich, 'Joan of Arc between Right and Left', in Nationhood and
Nationalism in France from Boulangism to the Great War, 1889-1918,
ed. Robert Tombs (London, 1991), pp. 63-73 (summarizing Krumeich,
Jeanne
d'Arc in der Geschichte: Historiographie, Politik, Kultur (Sigmaringen,
1989))
Robert Gildea, The Past in French History (London and New Haven,
1994), ch. 3
Literary analysis of historiographic texts
Roland Barthes, 'Le discours de l'histoire' (1967), in Barthes,
Le Bruissement de la langue (Paris, 1984); English translation in
Structuralism: A Reader, ed. Michael Lane (London, 1970), and in
Comparative Criticism, 3 (1981). You will understand this essay
better if you also read: Barthes,
Introduction à l'analyse structurale
du récit (1966), Collection Points, 129 (Paris, 1981); English
translation in Barthes, Image-Music-Text, tr. Stephen Heath (London,
1977; repr. 1993) and in Barthes, Selected Writings, ed. Susan Sontag
(London, 1982), pp. 251-295 (also publ. as A Barthes Reader).
Roland Barthes, Michelet par lui-même (Paris, 1954); English
translation as Barthes, Michelet, tr. Richard Howard (New York,
1987)
Stephen Bann, 'Analysing the Discourse of History', Renaissance
and Modern Studies (1983), repr. in Bann, The Inventions of History:
Essays on the Representations of History (Manchester, 1990)
J. H. Hexter, 'The Rhetoric of History', in Hexter, Doing History
(1971)
Ann Rigney, The Rhetoric of Historical Representation: Three Narrative
Histories of the French Revolution (Cambridge, 1990)
H.R. Jauss, 'Der Gebrauch der Fiktion in Formen der Anschauung und
Darstellung der Geschichte', in Formen der Geschichtsschreibung,
ed. R. Koselleck, H. Lutz, J. Rüsen (München, 1982)
Ronald H. Carpenter, History as Rhetoric: Style, Narrative, and
Persuasion (Columbia, SC, 1995)
2a. Periodisation
'What use, if any, is literary, historical, or linguistic periodisation?'
René Wellek
and Austin Warren, Theory of Literature, ch. 19, 'Literary History' (from
'Exactly analogous problems …' to the end of the chapter) (many editions)
Periodisation and the structure of historical time
Reinhart Koselleck, Futures Past: On the Semantics of Historical Time,
Studies in contemporary German thought (Cambridge, Mass., 1985); orig.
Koselleck, Vergangene Zukunft: Zur Semantik geschichtlicher Zeiten,
Suhrkamp Theorie (Frankfurt a.M., 1979), esp. 'Neuzeit: Zur Semantik moderner
Bewegungsbegriffe', pp. 211-259 (this essay also in: Studien zum Beginn
der modernen Welt, ed. Reinhart Koselleck, Industrielle Welt, 20 (Stuttgart,
1977), pp. 264-299)
Epochenschwelle und Epochenbewußtsein, ed. Reinhart Herzog
and Reinhart Koselleck, Poetik und Hermeneutik, 12 (München, 1987)
F. W. Bateson, 'Literary History: Non-Subject par excellence',
New
Literary History, 2 (1970-71), pp. 115-122
Wolfgang Klein, Epoche, LiLi Sonderheft, 100 (1995)
Périodes: La construction du temps historique. Actes du Ve
colloque d'histoire au présent, ed. Olivier Dumoulin
(Paris, 1991)
Peter Por, Epochenstil: Plädoyer für einen umstrittenen
Begriff, Reihe Siegen, 37 (Heidelberg, 1982)
Peter Osborne, The
Politics of Time: Modernity and the Avant-Garde (London, 1995)
2b. Historical agency
'How do literary and historical works portray the role of the masses in
the historical process?'
Case study: The French Revolution
Thomas Carlyle, The French Revolution, Part I, Book v; Book vii,
ch. 4 and Part III, Books iv-v
Simon Schama, Citizens: A Chronicle of the French Revolution
(London,
1989) (see the index under Sade, Marat, Corday, Roux; also pp. 602-607,
629-639)
Georg Büchner, Dantons Tod (1835) (many eds.), esp. Act
I, ii; Act II, vi-vii; Act III, x; Act IV, iv-ix (English version: Georg
Büchner, Danton's Death, in Büchner,
Complete Plays,
tr. John Reddick, Penguin Classics)
Charles Dickens, A Tale of Two Cities, esp. Book II, ch. 15-16,
21-22; Book III, ch. 14-15
Peter Weiss, Die Verfolgung und Ermordung Jean Paul Marats dargestellt
durch die Schauspielgruppe des Hospizes zu Charenton unter Anleitung des
Hernn de Sade (1964/65), edition suhrkamp, 68 (Frankfurt a.M., 1965
and later eds.), esp. dramatis personae, scenes 4-8, 19-20, 27,30-33
(English version: Peter Weiss, The Persecution and Assassination of
Marat as Performed by the Inmates of the Asylum of Charenton under the
Direction of the Marquis de Sade, tr. by Geoffrey Skelton and Adrian
Mitchell (London, 1965))
'Great men' and the people as historical agents
Thomas Carlyle, On Heroes, Hero-Worship and the Heroic in History
(1840), Lecture VI, 'The Hero as King. Cromwell, Napoleon: Modern Revolutionism'
(Thomas Carlyle's Works: Ashburton Edition, 17 vols, III/2, pp.
161-200, esp. pp. 161-167 and 195-200)
L.N. Tolstoy, War and Peace, Epilogue, I, ch. 1-4, and II, ch. 1-7
Elias Canetti, Masse und Macht (Frankfurt, 1996; first published
1960); English translation: Crowds and Power (Harmondsworth, 1973)
See Isaiah Berlin, The Hedgehog and the Fox: An Essay on Tolstoy's
View of History (London, 1988; first published 1953)
Further reading on the French Revolution
Edmund Burke, Reflections on the Revolution in France, ed. Conor
Cruise O'Brien, Pelican Classics (Harmondsworth, 1968), esp. pp.159-175
Jules Michelet, Histoire de la Révolution, V: La Convention,
Book IX, chs. 2, 11; Book X, chs. 1, 5, 9
George Rudé, The Face of the Crowd: Studies in Revolution,
Ideology and Popular Protest, ed. Harvey J. Kaye (New York and London,
1988)
The historiography of the French Revolution
Pieter Geyl, 'French Historians for and against the Revolution' (1957),
in Geyl, Encounters in History (London, 1963), pp. 115-187
Linda Orr, Headless History: Nineteenth-Century French Historiography
of the French Revolution (Ithaca, N.Y., 1990)
Ann Rigney, The Rhetoric of Historical Representation: Three Narrative
Histories of the French Revolution (Cambridge, 1990)
Jacques Solé, 'The Historiography of the French Revolution',
in Companion to Historiography, ed. Michael Bentley (London, 1997),
pp. 509-525
Heroes, the people, revolution: other examples
Thomas Mann, Buddenbrooks (1901), part IV, ch. 3
Heinrich Mann, Der Untertan (1916), ch. 1 (the last few pages)
A good discussion of how "the people" figure in drama is Hannelore Schlaffer,
Dramenform und Klassenstruktur: Eine Analyse der dramatis persona "Volk",
Stuttgart 1972
B. History in the literary text
General reading
For the problems of using literature as historical evidence, see:
James Smith Allen, 'History and the Novel: Mentalité in Modern
Popular Fiction', History and Theory, 22 (1983), pp. 233-252
(with examples from 19th-century France)
The Writer as Witness: Literature as Historical Evidence, ed.
Charles Doherty and Tom Dunne, Historical Studies, 16 (Cork, 1987)
Marxist criticism represents the most far-reaching attempt to historicise
literature and the practice of reading. For a sophisticated statement of
the Marxist approach, see:
Fredric Jameson, The Political Unconscious: Narrative as a Socially
Symbolic Act (London, 1981), esp. ch. 1, pp. 17-36, 74-102
A more accessible account is given in:
Terry Eagleton, Marxism and Literary Criticism, New Accents (London,
1992) (orig. 1976)
3a. Literature and/or propaganda
'Is Le Silence de la Mer by Vercors literature or propaganda?'
Vercors, Le silence de la mer (many eds.) (English version in
Vercors, The Silence of the Sea/La silence de la mer, tr. Cyril
Connolly, ed. James W. Brown and Lawrence D. Stokes (New York and Oxford,
1991); this edition also has a useful introduction and notes)
A.P. Foulkes, Literature and Propaganda, New Accents (London,
1983), esp. ch. 1-4
3b. The historical novel
'In what sense is Günter Grass's novella Katz und Maus a piece
of historical fiction?'
Günter Grass, Katz und Maus (1961) (many eds.) (English
version in Penguin)
See also Alexander Ritter, Erläuterungen und Dokumente: Günter
Grass, Katz und Maus (Stuttgart, 1994)
The Historical Novel
The starting point for the discussion of the historical novel is still:
Georg Lukács, The Historical Novel, translated from the
German by Hannah and Stanley Mitchell (Harmondsworth, 1962) (orig. publ.
1937)
See also:
Herbert Butterfield, The Historical Novel: An Essay (Cambridge,
1924)
M. Baumgarten, 'The Historical Novel: Some Postulates', Clio,
4 (1975), 173-182
Hans Vilmar Geppert, Der 'andere' historische Roman: Theorie und
Strukturen einer diskontinuiertlichen Gattung (Tübingen, 1976)
Murray Krieger, 'Fiction, History, and Empirical Reality', Critical
Inquiry, 1 (1974)
Paul Michael Lützeler, 'Geschichtsschreibung und Roman: Aspekte
ihrer Interdependenzen', Zeitschrift für Ästhetik und allgemeine
Kunstwissenschaft, 30/1 (1985), pp. 138-157
Joseph W. Turner, 'The Kinds of Historical Fiction: An Essay in Definition
and Methodology', Genre, 12 (1979), 333-355
Elisabeth Wesseling, Writing History as a Prophet: Postmodernist
Innovations of the Historical Novel (Amsterdam, 1991)
Patrick Brady, Memory and History as Fiction: An Archetypal Approach
to the Historical Novel (Knoxville, 1993)
On the historical novel in national literatures:
Wieslaw Mateusz Malinowski, Le roman historique en France après
le Romantisme: 1870-1914 (Poznan, 1989)
Richard Humphrey, The Historical Novel as Philosophy of History:
Three German Contributions, Alexis, Fontane, Döblin (London, 1986)
The Modern German Historical Novel: Paradigms, Problems and Perspectives,
ed. David Roberts and Philip Thomson (New York/Oxford, 1991)
Madeleine de Gogorza Fletcher, The Spanish Historical Novel, 1870-1970:
A Study of Ten Spanish Novelists and their Treatment of the ‘Episodio Nacional’
(London, 1973)
The Historical Novel in Latin America: A Symposium, ed. Daniel
Balderston (Gaithersburg, Maryland, 1986)
Seymour Menton, Latin America’s New Historical Novel (Austin,
1993)
Of historical interest:
Allessandro Manzoni, On the Historical Novel, tr. from the Italian
by Sandra L. Bermann (Omaha, 1984)
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