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I. The ‘proof’ of the principle of utility
In Chapter 4 of Utilitarianism, Mill gives a notorious ‘proof’ of the Principle of Utility. Our aim this week is to arrive at a clear understanding of what Mill is trying to prove, what sort of proof he aims to give and how it is supposed to work, and what we should think about it.
Question: How is Mill's ‘proof’ supposed to work? Does it succeed?
Essential reading (Hide)
- J.S. Mill, Utilitarianism, ed. Roger Crisp (Oxford: Oxford University Press, 1998), chs. 1–2, 4
- Roger Crisp, Routledge Philosophy Guidebook on Utilitarianism (London: Routledge, 1997), ch. 4
- Everett W. Hall, ‘The “Proof” of Utility in Bentham and Mill’, Ethics vol. 60, no. 1 (1949), pp. 1–18. Reprinted in J.B. Schneewind (ed.), Mill: A Collection of Critical Essays (London: Palgrave Macmillan, 1968)
- Henry R. West, ‘Mill's “Proof” of the Principle of Utility’, in Henry R. West (ed.), The Blackwell Guide to Mill's Utilitarianism (Oxford: Blackwell, 2006)
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Further reading (Hide)
- David Brink, Mill's Progressive Principles (Oxford: Oxford University Press, 2013), ch. 5
- James Seth, ‘The Alleged Fallacies in Mill's “Utilitarianism”’, The Philosophical Review vol. 17, no. 5 (1908), pp. 469–488
- D. Daiches Raphael, ‘Fallacies in and about Mill's “Utilitarianism”’, Philosophy vol. 30, no. 115 (1955), pp. 344–357
- Geoffrey Sayre-McCord, ‘Mill's “Proof” of the Principle of Utility: A More than Half-Hearted Defense’, Social Philosophy & Policy vol. 18, no. 2 (2001), pp. 330–360
- Fred R. Berger, Happiness, Justice, and Freedom: The Moral Philosophy of John Stuart Mill (Berkeley: University of California Press, 1984), chs. 1–2
- Krister Bykvist, Utilitarianism: A Guide for the Perplexed (London: Continuum, 2010), ch. 2
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II. Accounts of well-being
Question: Would Mill have done better to talk of fulfilling people's desires rather than of pleasure and the absence of pain? Or is some other account of utility preferable?
Priority reading (Hide)
- John Rawls, A Theory of Justice, revised edition (Harvard, 1999), sections 2–4, 24, 26, 39
In these sections of his masterpiece, Rawls sets out the main ideas of his theory of 'justice as fairness' and explains how the contractualist apparatus of the 'original position' yields the liberal priority of the basic liberties. All of chapters I, III, and IV are relevant, but these sections will give you the basics.
- Joseph Raz, The Morality of Freedom (Clarendon, 1986), chapters 14–15
In these final chapters of Raz's influential Millian defence of liberalism, Raz describes an ideal of individual autonomy and its relation to value, and then explains how it underpins liberal institutions, including a version of J.S. Mill's famous Harm Principle.
- Martha Nussbaum, ‘Aristotelian Social Democracy’, in Douglass, Mara, and Richardson (eds.), Liberalism and the Good (Routledge, 1990)
Nussbaum defends a liberal democratic political theory on the basis of a 'vague thick' account of the good for humans. Nussbaum's Aristotelian perfectionist liberalism puts her somewhere between Rawls and Raz.
- Judith Shklar, ‘The Liberalism of Fear’, in Rosenblum (ed.), Liberalism and the Moral Life (Harvard, 1989)
Rosenblum argues for a conception of liberalism that founds it on the principle that above all else, the weak are to be protected from the cruelty of the powerful. Although she eschews seemingly more exalted defences, her account nevertheless has interesting points of contact with public reason liberalism and republicanism, as well as conservativism.
- Philip Pettit, On the People's Terms (Cambridge, 2012), chapters 1–2
Pettit has been defending and developing a republican political theory over the past two decades. In this recent statement of his view, he makes it clear that the characteristic republican emphasis on freedom as non-domination provides a moral basis for key liberal political commitments.
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Further reading (Hide)
- John Locke, Second Treatise of Government (1689), chapters 1–5, 7–11 (For more accessible but still scholarly revision, see here.)
Locke's liberalism is founded on an account of natural rights, which give the end of government—to secure them in a way that is unlikely in the state of nature—and set its limits. Locke is the grandfather of one important strand of contemporary libertarianism.
- J.S. Mill, On Liberty (1859), chapters 2–4
Mill's On Liberty is one of the great defences of liberalism. Mill argues for some of the central liberal freedoms on several grounds, including: that self-direction and self-development according to one's own ideas is intrinsically valuable; that it is also the best route to well-being, since no one way of life is best for everyone; and that the conditions of freedom of speech and way of life are necessary for truths to be discovered and false orthodoxies challenged.
- Ronald Dworkin, ‘Liberalism’, in his A Matter of Principle (Harvard, 1985)
Dworkin defends liberalism (which, in the contemporary US tradition, he contrasts with conservatism) on the basis of an interpretation of the principle of 'equal concern and respect' that takes it to require neutrality on questions of the good life.
- Jeremy Waldron, ‘Theoretical Foundations of Liberalism’, The Philosophical Quarterly vol. 37, no. 147 (1987)
Waldron argues that liberalism is essentially a view about enforcement of a political order legitimate, and that its fundamental commitment is to the idea that the social order should be capable of being made acceptable to every individual member of it.
- John Tomasi, Free Market Fairness (Princeton, 2012), chapters 1–2
Tomasi sketches an engaging, intentionally tendentious account of the development of liberalism, contrasting the classical liberalism of Locke and (later) Hayek with the contemporary 'high liberalism' of Rawls and Dworkin. His purpose is to motivate his own hybrid view, 'market democracy', but for now you can treat these chapters simply as a readable overview of some central conflicts within liberalism.
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III. Capitalism and socialism
Narrowly defined, capitalism is a political and economic arrangement in which the objects that are used to generate profit are owned privately. But it is standardly associated with free and competitive markets, high levels of economic freedom, and the existence of a large group of people whose primary source of income is the sale of their labour. Capitalism's critics are numerous, but do their objections justify the rejection of capitalism altogether, or only its regulation? What is the best that can be said for capitalist arrangements? How attractive are the alternatives? These are the questions that we consider this week.
Question: Why not capitalism?
Priority reading (Hide)
- F.A. von Hayek, The Constitution of Liberty (Routledge, 2006), chapters 1–3
Hayek is one of the intellectual founders of contemporary free-market conservatism (although see The Constitution of Liberty's Postscript). In these chapters he argues for the individual liberties associated with capitalism on the basis that the market activities of individuals exercising these liberties produces enormous material, cultural, and intellectual benefits that it is beyond the capacity of any central organiser to produce.
- Robert Nozick, Anarchy, State, and Utopia (Basic Books, 1974), pp. 26–35, 48–51, 150–174
Nozick defends libertarianism on Kantian deontological grounds, arguing from an account of individuals as bearers of stringent self-ownership rights against others' interference (in the first two extracts) to the view that "taxation of earnings from labour is on a par with forced labour" (in the third extract). The book is written in lively, engaging prose, and is perhaps the most influential treatise in contemporary Anglophone academic political philosophy after Rawls's A Theory of Justice
- Nancy Fraser, ‘Behind Marx's Hidden Abode’, New Left Review 86 (2014)
Fraser updates the Marxist critique of capitalism, arguing that capitalism depends not only on exploitative modes of production, but also various other objectionable background conditions: expropriation, oppressive systems of social reproduction, ecological destruction, and anti-democratic distributions of political power. She thus brings together a range of apparently different political causes, casting them all as forms of anti-capitalism.
- G.A. Cohen, Why Not Socialism? (Princeton, 2009)
G.A. Cohen was one of the most important political philosophers of the last few decades and the most prominent defender of socialist ideas in contemporary political philosophy. In this short book, he argues that socialist principles constitute a more desirable ideal than capitalism offers, and considers its feasibility.
- Jason Brennan, Why Not Capitalism? (Routledge, 2014)
Brennan's book is a reply to Cohen's Why Not Socialism?. Brennan argues that Cohen tendentiously contrasts ideal socialism with real-world capitalism and accordingly offers an example of an ideal capitalist scheme that, he argues, is just as attractive as the camping trip example to which Cohen appeals to defend socialism. He points out that real-world socialism fosters base motives no less than real-world capitalism does, suggests that capitalism does not in principle depend on such motives, and argues furthermore that the freedoms made possible by the private property rights that are essential to capitalism make capitalist principles more attractive than socialist principles.
- John Tomasi, Free Market Fairness (Princeton, 2012), Introduction and chapter 4
Tomasi argues for a view that he calls 'market democracy', according to which the property and economic rights usually associated with capitalism are prioritised within an account of social justice as fairness (with an emphasis on improving the position of the worst off) that is more commonly associated with left-liberal views such as that of John Rawls. Tomasi defends this priority of substantial economic liberty by appeal to the idea that such liberty is needed for citizens to develop the moral powers they have as 'responsible self-authors'. Thus, he hopes to combine the insights of classical liberalism with the left-liberal stress on social justice in the defence of a capitalist order.
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Further reading (Hide)
- Karl Marx, Karl Marx: Selected Writings, ed. David McLellan (Oxford, 2000), pp. 85–94 ('Alienated Labour') and 547–561 ('Results of the Immediate Process of Production')
The first of these extracts is from Marx's early writings, and summarises Marx's account of the alienation of a wage labourer, which constitutes one of his most powerful criticisms of capitalist economics. The second sets out Marx's analysis of the way in which capitalism exploits workers and thereby alienates them. This analysis is based upon the study of capitalism that precedes it in Capital, Marx's masterpiece. Both of these extracts are fairly complex; for helpful summary, see Jonathan Wolff's Why Read Marx Today? (Oxford, 2002), especially chs. 1–2. - F.A. von Hayek, Law, Liberty, and Legislation (Routledge, 2013), chapters 9–10, 14–15
This book is more advanced than The Constitution of Liberty. Hayek explains the way in which his defence of capitalism underpins opposition to claims of social justice (ch. 9), elaborates on the nature and operation of the economic system he defends (ch. 10), and offers more detail on the justifiable scope and purpose of non-market (ch. 14) and market (ch. 15) interventions by governments.
- Milton Friedman, Capitalism and Freedom (Chicago, 2002), chapters 1–2
Friedman was primarily an economist rather than a political theorist, but Capitalism and Freedom has nevertheless been tremendously influential. Chapter 1 states with admirable simplicity the case for capitalism as a necessary condition of liberal and political freedom. Chapter 2 discusses the permissible scope of government: Friedman sees it primarily as an enforcer and umpire of property rights, but also allows it to intervene to preserve competitive market conditions.
- John Rawls, A Theory of Justice, revised edition (Harvard, 1999), section 42; and Justice as Fairness: A Restatement (Harvard, 2001), sections 41–42
Rawls distinguishes various regimes, from laissez-faire capitalism to liberal socialism, and further distinguishes two dimensions in which they may differ: ownership of the means of production, and proportion of total social resources devoted to public goods. Rawls himself favours 'property-owning democracy', but in any case the distinctions he makes are useful.
- David Schmidtz, ‘The Institution of Property’, Social Philosophy and Policy vol. 11, no. 2 (1994)
Schmidtz casts property systems as ways to internalise externalities, and assesses private and communal property systems in respect of their success on that score. His discussion includes analysis of fascinating historical examples, including that of the Jamestown Colony, which was run as a commune from 1607 to 1614, and that of the Hutterites, who form small communes on the Canadian prairies. Schmidtz's argument emphasises the need to consider incentive effects in defences of property systems, and prioritises pragmatic considerations over ideological ones.
- Albert O. Hirschmann, ‘Rival Views of Market Society’, in his Rival Views of Market Society and Other Recent Essays (Harvard, 1986)
Hirschman contrasts accounts of free market society that attribute to it the tendency to foster social virtues (the 'doux commerce thesis') with accounts that attribute to it the tendency to foster attitudes that ultimately undermine the capitalist order (the 'self-destruction thesis'). He traces the popularity and development of the two theses and related views. Hirschman's essay is an invaluable survey of some of the most important critiques and defences of capitalism in terms of the attitudes it engenders, from Smith and Mandeville to Coleridge and Schumpeter.
- Michael Otsuka, Libertarianism without Inequality (Oxford, 2003), chapter 1
Drawing on the work of G.A. Cohen and Robert Nozick, Otsuka argues that a libertarian commitment to self-ownership does not have the inegalitarian consequences usually associated with it, thanks to the distinction between self-ownership and world-ownership and the plausibility of applying egalitarian principles to the latter.
- Mark R. Reiff, ‘Two Theories of Economic Liberalism’, Adam Smith Review vol. 10 (2017). Draft available here
Reiff distinguishes two heirs to the economic liberalism of Adam Smith: neoliberalism and ‘ordoliberalism’, which draws inspiration from Hegel too. Reiff traces the historical development of the two theories, and places Smith in historical context, clarifying some of the concepts associated with him, such as the ‘invisible hand’. Reiff's core thesis is that ordoliberalism, which lacks neoliberalism's “knee-jerk” opposition to governmental regulation, has a better claim than neoliberalism to be faithful to Smith's thinking, and so neoliberals' appeals to Smith do not support their policy proposals as much as they suppose.
- Samuel Bowles, ‘Is Liberal Society a Parasite on Tradition?’, Philosophy & Public Affairs vol. 39, no. 1 (2011)
Bowles discusses the idea that 'traditional' moralities, broadly construed, are needed to sustain liberal institutions. He examines seemingly conflicting experimental evidence, and argues that it can be explained by supposing that (a) markets crowd out norms and identities which are unhelpful to the functioning of markets, and (b) markets promote compensating virtues and habits which sustain their functioning.
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IV. Oppression and exclusion
As we have seen, not all liberals are laissez-faire capitalists. But even the more egalitarian forms of liberalism have attracted a great deal of philosophical hostility—in particular, from critics who argue that liberalism is incapable of addressing and may in fact depend upon certain forms of injustice. This week, we consider some of those critics' arguments and assess their force.
Question: Is liberalism constitutionally incapable of addressing injustice? If so, should we reject it?
NB. This way of discussing diverse critiques together under one heading serves to obscure important differences between them (e.g. in the particular nature or causes of the injustice that is highlighted) as well as to obscure important related questions (e.g. is race a 'social construction'? Should feminists embrace or reject traditionally feminine virtues? Are the fundamental claims of feminists and trans activists in tension?). We don't have time to disentangle the different questions in our tutorial preparation for the Theory of Politics paper. Some of the further reading begins to address these questions.
Priority reading (Hide)
- Marilyn Frye, ‘Oppression’, in Terence Ball, Richard Dagger, and Daniel I O'Neill (eds.), Ideals and Ideologies: A Reader, Ninth Edition (Routledge, 2016). Text also available online here.
Frye defends an account of oppression as subjection to a certain structure of freedom-restriction on the basis of group membership and in order to further the interests of other groups, and distinguishes oppression so understood from various other forms of unfreedom and disadvantage. She is particularly concerned to debunk the reply to claims that women are oppressed that consists in arguing that men are too.
- Iris Marion Young, Justice and the Politics of Difference (Princeton, 1990), chapters 1–2
This is a classic of contemporary political philosophy, arguing against the 'distributive paradigm' of theorising about justice, according to which justice is always a matter of who gets what. Young argues that justice is also a matter of culture, political decisionmaking, and division of labour. In the second chapter, she analyses the notion of oppression, which she takes to be essential for identifying non-distributive injustices, and distinguishes five ways in which oppression is manifested.
- Charles W. Mills, The Racial Contract (Ithaca, 1997), chapters 1–2
A ferocious, coruscating critique of contemporary liberal theory and politics. Mills argues powerfully that liberalism developed within the historical frame of a 'racial contract' that violently excluded and exploited non-whites, and that its central commitments continue to reflect the oppressive and exploitative features of that contract.
- Anita Silvers, ‘No Talent? Beyond the Worst Off! A Diverse Theory of Justice for Disability’, in Brownlee and Cureton (eds.), Disability and Disadvantage (Oxford, 2009)
Silver argues that traditional social contract theories of justice deal badly with cases of 'outliers', who don't conform to the paradigm of normality that the theories assume. She defends an approach that prioritises cultivating the trust required for cooperation, and argues that this approach allows the embracing of difference in a way that the traditional approaches do not.
- Martha Nussbaum, Sex and Social Justice (Oxford, 1999), chapter 2
Nussbaum defends liberalism against a variety of feminist criticisms, arguing that feminists should embrace liberalism's core commitments and press for liberal practice to be made more consistent with them, rather than abandoned.
- Anca Gheaus, ‘Gender Justice’, Journal of Ethics and Social Philosophy vol. 6, no. 2 (2012)
Gheaus defends a novel principle of 'gender justice' designed to capture the nature of a wide range of gender-based injustices, founding it on core liberal ideas of autonomy and freedom. The flagship claim is that a society is unjust if a gender-neutral lifestyle is more costly than a gendered lifestyle.
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Further reading (Hide)
- Catharine McKinnon, Towards a Feminist Theory of the State (Harvard, 1989), chapter 8
McKinnon argues that the liberal state's law reflects and entrenches women's subordination by assuming the kind of social equality that obtains only among men, even in areas where it would seem to be progressive in this respect.
- Clare Chambers, Sex, Culture, and Justice: The Limits of Choice (Penn State, 2008)
Chambers makes a distinction between first-order and second-order autonomy and argues that attention to the distinction reveals certain kinds of injustice that core liberal commitments should make them willing to legislate against, despite the apparent illiberalism of such legislation.
- Sally Haslanger, ‘Gender and Race: (What) Are They? (What) Do We Want Them To Be?’, Noûs vol. 34, no. 1 (2000)
Haslanger proposes analyses of gender and race for the purposes of critical feminist and antiracist politics, setting aside attempts to find some biological or other naturalistic basis for gender or race terms and attempts to capture everyday understandings implicit in the use of those terms.
- Lawrence Blum, "I'm not a Racist, But..." The Moral Quandary of Race (Cornell, 2002), chapter 8
Earlier in this book, Blum argues that there is no scientific underpinning for the concept of race and that it provides a morally troubling way of thinking about people even when not accompanied by racism. In this chapter he claims that we must nevertheless recognise the way in which certain groups of people have shared experiences of oppression as a result of the fact that they have been treated as if they were members of a single race, and proposes referring to such groups as ‘racialised’ rather than ‘races’ as a way to do this.
- K. Anthony Appiah, ‘Race, Culture, Identity: Misunderstood Connections’, in Appiah and Gutmann, Color Conscious: The Political Morality of Race (Princeton, 1996)
Appiah traces some of the history of the concept of race and argues that there is no clear set of criteria or underlying biological basis that will do the job of discriminating between the people the concept is used to discriminate between. He goes on to propose an account of racial identity that makes central a history of association with presumed racial essence, but remains sceptical about the value of such identities.
- Naomi Zack, ‘Can Third Wave Feminism Be Inclusive? Intersectionality, its Problems and New Directions’, in Alcoff and Kittay (eds.), The Blackwell Guide to Feminist Philosophy (Blackwell, 2007)
Zack describes, first, the critique of feminism that it has excluded the experience of non-white women, and, second, the emergence of the ideas of 'intersectionality' and anti-essentialism in response. She expresses doubts about the response, and proposes a relational definition of 'woman' that addresses the doubts without falling foul of the original critique.
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V. Politics and pluralism
Contemporary political societies are home to a wide diversity of views about how life is to be lived—what is sometimes described as 'moral pluralism'. At the extreme, this diversity may be a factor in the collapse of trust in institutions and a resort to violence. How should political theory and institutions deal with pluralism? This week's topic addresses this question, with a focus on 'public reason liberalism', according to which political legitimacy depends upon the compatibility of political principles with a wide range of conflicting views.
Question: How should political philosophy respond to pluralism about the right and the good?
Priority reading (Hide)
- Raymond Plant, ‘Religion: A Challenge to Liberalism’, Religion and Values in a Liberal State (Gresham College, 2005)
Plant sets out the basic theoretical challenge that religious identity poses for liberalism: to explain why religious citizens should regard liberal institutions as authoritative even in light of the fact that these institutions may impose duties that conflict with commitments that many religious citizens will regard as more fundamental than their attachment to liberal institutions.
- Charles Larmore, ‘Political Liberalism’, Political Theory vol. 18, no. 3 (1990)
In an early defence of public reason liberalism, Larmore appeals to a Kantian ideal of equal respect for persons as a basis for liberal neutrality. The basic idea is that equal respect demands that the coercive institutions of a state must be justifiable from the point of view of each person, because otherwise they are a matter of mere coercion, which treats others as mere means, not ends. In this way, Larmore hopes to find a moral basis for the traditional liberal separation of church and state that avoids appealing merely to pragmatic considerations, or to scepticism about religious claims, or to controversial conceptions of individual autonomy.
- Christopher Eberle, Religious Conviction in Liberal Politics (Cambridge, 2002), chapters 4–5
Eberle argues that respect for her fellow citizens does not, contrary to the claims of Rawlsian public reason liberals, require a person to refuse to support coercive laws for which she can offer no public justification.
- Martha Nussbaum, ‘Perfectionist Liberalism and Political Liberalism’, Philosophy & Public Affairs vol. 39, no. 1 (2011)
Nussbaum defends public reason liberalism against the criticisms of comprehensive liberals such as Joseph Raz. Helpfully, she devotes special attention to the difficult question of what distinguishes a 'reasonable' view according to public reason liberals, who argue that political institutions must be justifiable from all reasonable points of view, but need not be from unreasonable points of view.
- David Enoch, ‘Against Public Reason’, in Sobel, Vallentyne, and Wall (eds.), Oxford Studies in Political Philosophy, vol. 1 (Oxford, 2015)
Enoch trenchantly criticises public reason liberalism in general, arguing that although its proponents are motivated by powerful concerns about authority and liberty, they misunderstand these, and cannot address them adequately within their favoured framework.
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Further reading (Hide)
- John Rawls, Justice as Fairness: A Restatement (Harvard, 2001), Parts I and V
In this overview of his version of public reason liberalism, Rawls sets out the main ideas he employs in building a political conception of justice, and explains how the conception can be the focus of an 'overlapping consensus' of conflicting reasonable moral views. Rawls argues in more detail for the public reason liberalism summarised in these sections in Political Liberalism (Columbia, 1996), and elaborates his account of public reason in particular in ‘The Idea of Public Reason Revisited&rsquo, in The Law of Peoples (Harvard, 1999).
- Sri Aurobindo, ‘The Right of Association’, in The Complete Works of Sri Aurobindo (Sri Aurobindo Ashram Press, 1997), vol. 8, pp. 67–83
In the course of a defence of the revolutionary Anushilan Samiti pro-independence organisation, Aurobindo casts liberal freedoms as necessary preconditions for the achievement of moksha (Hindu spiritual liberation), and so provides a religious justification for liberalism and some support for Rawls's claims. The idea that Eastern ideas of spiritual freedom and Western ideas of external freedom are complementary is a theme of Aurobindo's political writings; see also his Complete Works, vol. 13.
- Hamid Hadji Haidar, Liberalism and Islam (Palgrave Macmillan, 2008), pp. 187–192 ('Conclusion')
Haidar's book considers the compatibility of Shiite Islam and the liberalisms of, first, J.S. Mill and, second, John Rawls. Haidar finds Shiite Islam theoretically incompatible with Millian liberalism and partially compatible with Rawlsian liberalism, although neither is justifiable from the Shiite point of view. At the practical level, Haidar draws the interesting conclusion that there is no practical incompatibility between Shiite Muslim citizens' commitments and fully liberal institutions within a pluralistic society, but there is such an incompatibility within a Muslim society. This extract summarises these conclusions.
- Joseph Raz, ‘Facing Diversity: The Case of Epistemic Abstinence’, Philosophy & Public Affairs vol. 19, no. 1 (1990)
Rawls's public reason liberalism is officially committed to 'epistemic abstinence' (taking no stand on the truth claims about the good and the right), 'shallow foundations' (working from certain values that are already present in public political culture), and the 'autonomy' of the political view from wider moral questions. Raz objects to all these features of public reason liberalism, and concludes that Rawls's approach is to be rejected. You need not read beyond page 31.
- Gerald F. Gaus and Kevin Vallier, ‘The roles of religious conviction in a publicly justified polity;, Philosophy & Social Criticism vol. 35, no. 1–2 (2009)
Gaus and Vallier argue for a 'convergence' conception of public reason liberalism that is, they suggest, less hostile to religious reasons in the justification of laws and policies than 'consensus' conceptions, such as Rawls's, are.
- Henry Rosemont, Jr., ‘Whose Democracy? Which Rights? A Confucian Critique of Modern Western Liberalism’, in Shun and Wong (eds.), Confucian Ethics (Cambridge, 2004)
Rosemont argues that Confucianism provides insight into the possibility of a universalistic but non-liberal theory of rights and democracy. This theory deprioritises the notions of autonomy and individualism as it is construed within liberal theory, together with the associated 'first-generation' negative rights (including rights of economic freedom) stressed by liberalism—at the cost, Rosemont argues, of social and economic well being. Instead, the Confucian account emphasises the socially constituted aspects of the self and their accompanying responsibilities of care, and accordingly prioritises positive social and economic rights. Rosemont also sees the value of self-government as potentially better realised within a Confucian system than under Western liberal democratic institutions.
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VI. Egalitarianism
Something that many people take to be a plainly objectionable feature of contemporary political arrangements is the degree of inequality that they foster, both at the national and at the global level. But what exactly is wrong with inequality? Is any inequality between people objectionable? And is the objection to inequality of money, or of well-being, or of opportunity, or of something else? This week, we consider some of these questions, focusing primarily on the question what the best understanding of egalitarianism is, rather than whether we should be egalitarians at all. Some reading for the latter question is suggested in the further reading list below.
Question: What is the best theoretical basis for egalitarian political policies? Should we pursue them?
Priority reading (Hide)
- John Rawls, A Theory of Justice, revised edition (Harvard, 1999), sections 11–17
In these sections, Rawls argues for what he calls 'democratic equality', which comprises the 'difference principle' and the principle of 'fair equality of opportunity'. He defends democratic equality against some competing interpretations of the general idea that if there are to be any inequalities, they must work to everyone's advantage, which he takes to be justified by the contractualist approach. Rawls's arguments here have been hugely influential, spawning the two most prominent contemporary theories of political egalitarianism, 'luck egalitarianism' and 'relational egalitarianism'.
- T. M. Scanlon, ‘The diversity of objections to inequality’, in his The Difficulty of Tolerance (Cambridge, 2003)
Scanlon surveys a number of different reasons for objecting to inequality, and offers some analysis of the ways in which these feature in Rawls's arguments. He ends with some reflections on the nature of one of the reasons he identifies, that it is an evil for people to be treated as or made to feel inferior.
- Kasper Lippert-Rasmussen, Luck Egalitarianism (Bloomsbury, 2016), chapter 1
Lippert-Rasmussen summarises the core commitments of the luck egalitarian view and traces its development from some aspects of Rawls's argument via three of the philosophers most prominently associated with the view.
- Elizabeth Anderson, ‘What is the Point of Equality?’, Ethics vol. 109, no. 2 (1999)
In this hugely influential article, Anderson attacks luck egalitarianism as a betrayal of egalitarian aims, and defends a version of what came to be known as relational egalitarianism instead. Addressing the objections she raises immediately became a necessary condition of a defensible luck egalitarianism.
- Zofia Stemplowska, ‘Making Justice Sensitive to Responsibility’, Political Studies vol. 57, no. 2 (2009)
Stemplowska defends the inclusion of responsibility-sensitivity in the standards of egalitarian justice against the critiques of relational egalitarians, pointing out that luck egalitarians can advocate implementation of responsibility-sensitive equality within a framework of prior rights and duties, and making the crucial point that the payoffs associated with choices should not be viewed simply as a given.
- Zoltan Miklosi, ‘Varieties of Relational Egalitarianism’, presented at the 2016 workshop for Oxford Studies in Political Philosophy. Available here.
Miklosi surveys various conceptions of relational egalitarianism and asks whether they really entail a rejection of the ‘distributive’ approach to justice. He argues that most don't entail such a rejection, and that the only conceptions that do are implausible.
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Further reading (Hide)
- Serena Olsaretti, ‘Responsibility and the Consequences of Choice’, Proceedings of the Aristotelian Society vol. 109, part 2 (2009)
Olsaretti focuses on the key distinction between accepting choice-sensitivity and accepting what we might think of as the 'natural' consequences of choice.
- Samuel Scheffler, ‘What is Egalitarianism’, Philosophy & Public Affairs vol. 31, no. 1 (2003)
Alongside Elizabeth Anderson's ‘What is the Point of Equality?’, this is the seminal relational egalitarian critique of luck egalitarianism. Scheffler raises doubts about the importance and moral implications of the distinction between luck and choice that luck egalitarians place such weight upon, and sketches the relational egalitarian ideal as an alternative. He concludes with an analysis of Rawls's relationship to luck egalitarianism and some responses to objections. Scheffler elaborates these ideas further in ‘Choice, Circumstance, and the Value of Equality’ (Politics, Philosophy & Economics vol. 4, no. 1 [2005]) and ‘The Practice of Equality’, in Fourie, Schuppert, and Wallimann-Helmer (eds.), Social Equality (Oxford, 2015).
- Hugh Lazenby, ‘One Kiss Too Many? Giving, Luck Egalitarianism and Other-affecting Choice’, The Journal of Political Philosophy vol. 18, no. 3 (2010)
Lazenby explores a central instance of the problem of 'other-affecting choice' for luck egalitarianism, arguing that the problem highlights tensions between the value of equality as luck egalitarians conceive it and a range of other important values, and that the luck egalitarian position must be very carefully worked out if it is to avoid devastating objection. Lazenby's is one of a number of articles criticising luck egalitarianism not so much for its unpalatable intuitive implications or for its core commitments so much as for the tensions or incoherences that are immanent within it.
- Kasper Lippert-Rasmussen, ‘(Luck and relational) egalitarians of the world, unite!’, presented at the 2016 workshop for Oxford Studies in Political Philosophy. Available here.
Lippert-Rasmussen attempts to transcend the dispute between luck and relational egalitarians by formulating a view that purports to incorporate insights from both views, and argues that this 'ecumenical view' is most naturally motivated by luck egalitarian motives.
- Derek Parfit, ‘Equality or Priority?’, given as The Lindley Lecture (University of Kansas, 1991)
Parfit's seminal lecture describes and defends 'the priority view', one of the two leading rivals (alongside sufficientarianism) to strictly egalitarian accounts of broadly egalitarian political commitments. Parfit motivates the priority view in large part by appeal to the 'levelling down objection' to egalitarianism. Both the priority view and the levelling down objection have since played large roles in debates about distributive justice and the value of equality. There is now an large literature on the priority view and its plausibility as an alternative to equality.
- Robert Huseby, ‘Sufficiency: Restated and Defended;, The Journal of Political Philosophy vol. 18, no. 2 (2010)
Huseby describes and defends 'sufficientarianism', the other of the two leading rivals (alongside prioritarianism) to strictly egalitarian accounts of broadly egalitarian political commitments. Huseby describes a distinctive 'two-threshold' sufficientarianism and defends it from several of the objections that sufficientarianism has attracted. Huseby's is one of a number of articles on sufficientarianism, inspired primarily by an article by Harry Frankfurt (‘Equality as a Moral ideal’, Ethics vol. 98, no. 1 [1987]).
- Robert Nozick, Anarchy, State, and Utopia, chapter 7, section I (Basic Books, 1974)
Nozick criticises 'end-state' theories of distributive justice, which must, he argues, "forbid capitalist acts between consenting adults", as well as operating a scheme of taxation—something that he suggests is "on a par with forced labour". Instead, Nozick argues, the correct theory of distributive justice is an historical 'entitlement theory'.
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